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U.S. regulators vow to ratchet up rules, oversight for banks after recent failures

Click to play video: 'Silicon Valley Bank collapse: Fed became aware of interest rate, and liquidity risks in Nov. 2021'
Silicon Valley Bank collapse: Fed became aware of interest rate, and liquidity risks in Nov. 2021
Federal Reserve Vice-Chair for Supervision Michael S. Barr testified before a U.S. Senate Banking Committee on Tuesday that the regulator’s "supervisors began highlighting these deficiencies at (SVB) on interest rate risk management and liquidity risk management in a serious way in November of 2021 as far as I know -- so a little more than a year prior to that (Barr first learning of deficiencies in February 2023). They intensified that supervisory review as part of its full-scope exam in the summer of 2022 when the firm was downgraded for deficiencies in its risk management practices. And they brought those risk management issues, according to the record, to the CFO of the firm in October and issued additional findings in November of 2022," Barr said – Mar 28, 2023

The Federal Reserve will unveil its plan to ratchet up capital rules for banks this summer and will ensure supervisors more aggressively police lenders following several recent bank failures, its top regulatory official told Congress on Tuesday.

Fed Vice Chair for Supervision Michael Barr said the agency was “carefully considering” rule changes for larger regional banks of over $100 billion in assets.

He said he expects to lay out his plan for overhauling the Fed’s capital and liquidity rules sometime this summer, which would kick off an ambitious rule rewriting process for banking regulators.

That effort could include several tougher rules on those larger banks, including requiring them to account for unrealized losses on their books when considering capital levels. Such lenders had previously had rules relaxed under the Trump administration.

Bank watchdogs have been under intense scrutiny after the collapses of Silicon Valley Bank and Signature Bank triggered a rout in global banking shares and set off fears of contagion.

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Also testifying before the House Financial Services Committee were top officials from the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency.

Click to play video: 'Central banks working together to stem fears following SVB, Credit Suisse instability'
Central banks working together to stem fears following SVB, Credit Suisse instability

They also vowed to take a tougher stance and embolden supervisors to be more aggressive after their own post-mortem reports on the failures found the watchdogs were aware of some of the issues but did not move quickly enough to address them.

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“The core issue was the failure on the part of examiners to compel compliance when issues were identified,” said FDIC Chairman Martin Gruenberg.

In particular, Barr said the Fed was investigating a payout of executive bonuses at Silicon Valley Bank hours before it was closed by regulators, calling it “outrageous.”

Republicans on the committee, though, urged the officials to consider simply using their existing tools more efficiently, rather than writing new rules.

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“You have used this crisis to justify progressives’ long-held priority to increase capital requirements and impose more regulations on banks,” added Representative Patrick McHenry, who chairs the panel.

Tuesday’s hearing marked the first time regulators appeared before Congress since the FDIC agreed to sell failed First Republic Bank to JPMorgan Chase & Co this month.

Former SVB chief executive Greg Becker was also testifying on Tuesday before a separate panel. In prepared testimony, he said rapid interest rate increases and social media-fueled rumors drove the “unprecedented” bank run that sank his firm.

(Reporting by Pete Schroeder, editing by Deepa Babington)

Click to play video: 'SVB collapse: What other US banks are at risk of failing?'
SVB collapse: What other US banks are at risk of failing?

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